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  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

 FEPS

 –

 F ounda ti o n

 f o r

 E ur o pean

 Pr ogressi v e

 Studi es

 R u e

 M o n toy er

 40

 –

 1000

 B russels,

 Bel gi um T:

 + 32

 2

 234

 69

 00

 Emai l:

 inf o@f eps-eur o pe.eu

 W ebsi te:

 h ttps://www .f eps-eur o pe.eu

  The

 Founda tion

 for

 European

 Progressi ve

 Studies

 (FEPS)

 is

 the

 think

 tank

 o f

 the socia l

 democra ti c

 poli ti ca l

 fami l y

 a t

 EU

 l ev el.

 Our

 missi o n

 is

 to

 dev el o p

 inno va ti v e resear ch,

  poli cy

  ad vi ce,

  training

  and

  deba tes

  to

  inspire

  and

  inf o rm

  pr ogressi v e poli ti cs

 and

 poli ci es

 acr oss

 E ur o pe.

 W e

 o pera te

 as

 h u b

 f o r

 thinking

 to

 faci li tate

 the emergence

 o f

 pr ogressi v e

 answers

 to

 the

 cha ll enges

 tha t

 E ur o pe

 faces

 toda y .

 FEPS w o r ks

 in

 cl ose

 partnershi p

 wi th

 i ts

 members

 and

 partners,

 f o rging

 co nnecti o ns and

 boosting

 coherence

 amo ng

 stak eholders

 fr o m

 the

 w o rld

 o f

 poli ti cs, academia and

 ci vi l

 society

 a t

 l oca l,

 regi o nal,

 na ti o nal,

 E ur o pean

 and

 g l oba l

 l ev els.

 P a per

 pr od u ced

 in

 the

 framew o r k

 o f

 the

 FEPS- IAI

 pr o ject

 “F ostering

 a

 N ew

 Securi ty A r chi tecture

 in

 the

 Midd l e

 East” ,

 October

 2020.

  The

 pr o ject

 has

 benefi ted

 fr o m

 the

 financia l

 su ppo rt

 o f

 the

 E ur o pean

 P arliamen t and

  the

  P oli cy

  Planning

  U ni t

  o f

  the

  I ta lian

  Ministry

  o f

  F o reign

  A ffairs

  and I n terna ti o na l

 Coopera ti o n

 pursuan t

 to

 art.

 23-bis

 o f

 Presiden tia l

 Decree

 18/1967. The

  vi ews

  expressed

  in

  this

  repo rt

  are

  sol el y

  those

  o f

  the

  a utho rs

  and

  d o

  not necessari l y

 refl ect

 the

 vi ews

 o f

 the

 E ur o pean

 P arliamen t

 o r

 the

 I ta lian

 Ministry

 o f F o reign

 A ffairs

 and

 I n terna ti o na l

 Coopera ti o n.

 Ministry

 of

 Fo reign

 Affairs and

 International

 Cooperation

 2

 IAI

 P APER S

 20

 |

 26

 -

 OCTO BER

 2020

 ISSN

 2610-9603

 |

 ISBN

 978-88-9368-147-6

 ©

 2020

 FEPS-IAI

  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

 H O PE

 f o r

 a

 N ew

 R egi o na l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

  by

 Saeed

 Kha ti bzadeh *

 In t r o duc t i on

  Over

 the

 past

 decades,

 the

 Midd l e

 Eastern

 regi o n

 has

 faced

 co nstan t

 and

 ra pid l y ev ol ving

 cha ll enges,

 beco ming

 en tang l ed

 in

 esca la to ry

 r heto ri c

 and

 acti o ns

 tha t ha v e

 l ed

 to

 a

 n umber

 o f

 cri ti ca l

 situa ti o ns.

 I f

 there

 is

 a

 co nsensus

 amo ng

 experts abou t

 the

 curren t

 sta te

 o f

 affairs

 in

 the

 regi o n

 i t

 is

 tha t

 ti me

 is

 sensi ti v e,

 co n text

 is co m pl ex

 and

 u ncertai n ty

 is

 widespread.

  I ndeed,

 fr o m

 the

 P a l estinian

 crisis

 to

 the

 o nes

 in

 I raq,

 S yria

 and

 Y emen,

 the

 regi o n is

 deepl y

 en tra pped

 in

 unsettl ed

 dispu tes

 and

 co nfli cts,

 refl ecting

 in tra-regi o na l ri va lri es

 and

 f o reign

 in terv en ti o n.

 These

 crises

 are

 dev el o ping

 a t

 an

 accel era ted rate

 and

 the

 spi ll o v ers

 in to

 nei g hbouring

 states

 and

 regi o ns,

 as

 wi tnessed

 recen tl y in

 N o rth

 A fri ca,

 are

 increasing l y

 in ter co nnected

 wi th

 curren t

 tensi o ns

 and

 ri va lri es between

 extra-regi o na l

 po wers.

  A mo ng

 a ll

 the

 ma jo r

 co nfli cts

 and

 crises

 in

 the

 Midd l e

 East, the

 o n l y

 o ne

 to

 ha v e been

  addressed

  thr ou g h

  di pl omacy

  and

  poli ti ca l

  neg otia ti o ns

  was

  the

  issu e

  o f I ran ’ s

 n u cl ear

 pr ogramme,

 w hi ch

 was

 u l tima tel y

 addressed

 thr ou g h

 the

 si gning

 o f the

 J o in t

 Co m prehensi v e

 Plan

 o f

 A cti o n

 (J CPO A), better

 kno wn

 as

 the

 I ran

 n u cl ear dea l.

 The

 US’ s

 uni la tera l

 wi thdra wa l

 fr o m

 the

 J CPO A

 in

 Ma y

 2018, f ol l o wed

 by

 i ts uni la tera l

 and

 un la wfu l

 re-im posi ti o n

 o f

 extra terri toria l

 sancti o ns

 not

 o n l y

 o n

 I ran bu t

 a lso

 o n

 an y

 f o reign

 co m pan y

 d o ing

 business

 wi th

 I ran,

 brou g h t

 tensi o ns

 back to

 cen tre

 stage

 in

 the

 regi o n,

 l eading

 to

 an

 un precedented

 esca la ti o n

 tha t

 l eft

 the regi o n

 o n

 the

 brink

 o f

 a

 ma jo r

 mi li tary

 co nfr o n ta ti o n,

 both

 in

 the

 summer

 o f

 2019 and

 in

 Jan uary

 2020,

 after

 US

 presiden t

 Do na ld

 T rum p

 o rdered

 the

 assassina ti o n o f

 I ranian

 to p

 Genera l

 Qasem

 Sol eimani

 in

 I raq.

  A s

 new

 and

 old

 dispu tes

 and

 crises

 unf old

 in

 the

 regi o n,

 there

 are

 a lso

 gr o wing ca l ls

 and

 demands

 f o r

 de-esca la ti o n.

 This

 w ou ld

 serv e

 not

 o n l y

 to

 address

 the

 r oot

 *

  S aee d

 K h a t i b z a de h

 i s

 V i c e - P r e s i de n t

 f o r

 R e s ea r c h

 a t

 t h e

 I n s t i t u t e

 f o r

 Po l i t i c a l

 a nd

 I n t e r n a t i o n a l S t ud i e s

 ( I PIS ) .

 .

  P a p e r

 p r o d u c e d

 i n

 t h e

 f r a m e w o r k

 o f

 t h e

 FE P S - I A I

 p r o j e c t

 “ F o s t e r i ng

 a

 N e w

 S e c u r i t y

 A r c h i t e c t u r e i n

 t h e

 M i d dl e

 E a s t ” ,

 O c t o b e r

 2 02 0 .

 C o p y r i g h t

 ©

 2 02 0

 F o u nd a t i o n

 f o r

 E u r o p ea n

 P r og r e ss i v e

 S t u d i e s (FE P S )

 a nd

 I s t i t u t o

 A ff a r i

 I n t e r n a z i o n a l i

 ( I A I ) .

 3

 IAI

 P APER S

 20

 |

 26

 -

 OCTO BER

 2020

 ISSN

 2610-9603

 |

 ISBN

 978-88-9368-147-6

 ©

 2020

 FEPS-IAI

  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

  ca uses

 o f

 o ng o ing

 dispu tes

 bu t

 a lso

 to

 bring

 stabl e

 peace

 and

 securi ty

 to

 a

 regi o n w hi ch

 can

 tru l y

 be

 co nsidered

 as

 the

 most

 in terna ti o nalised

 in

 the

 w o rld.

  I ran

 is

 wel l

 represen ted

 in

 man y

 dev el o pmen ts

 in

 the

 regi o n

 and

 theref o re

 is

 not o n l y

 su bject

 to

 the

 consequ ences

 o f

 the

 curren t

 situa ti o n

 bu t

 a lso

 has

 a

 cen tra l r ol e.

 Lik e

 an y

 other

 sta te,

 I ran

 has

 i ts

 o wn

 in terests,

 poli ci es,

 stra tegi es

 and

 threa t per cepti o ns.

  F r o m

  T ehran ’ s

  po in t

  o f

  vi ew ,

  the

  curren t

  situa ti o n

  is

  the

  resu l t

  o f diff eren t

 in ter co nnected

 facto rs,

 amo ng

 them

 the

 rea li ty

 tha t

 a lmost

 a ll

 previ ous pr o jects,

 poli ci es

 and

 a ttem pts

 to

 bring

 securi ty ,

 peace

 and

 stabi li ty

 to

 the

 regi o n ha v e

 fai l ed.

 They

 ha v e

 not

 been

 successfu l

 main l y

 beca use

 they

 ha v e

 ex cl uded ma jo r

 regi o na l

 po wers,

 parti cu larl y

 I ran.

 M o reo v er,

 they

 ha v e

 not

 been

 ho megr o wn plans,

 genera ll y

 being

 im posed

 by

 ou tsiders

 pursuing

 their

 o wn

 specifi c

 in terests wi th

 li ttl e

 considera ti o n

 f o r

 the

 rea li ti es

 in

 the

 regi o n

 and

 th us

 lacking

 in

 basi c

 and m u tua ll y

 endo rsed

 princi pl es

 and

 assurances.

  Based

 o n

 these

 past

 experi ences,

 i t

 is

 a pparen t

 tha t

 o n l y

 incl usiv e

 and

 coo pera ti v e framew o r ks

  can

  su cceed. 1

 The

  regi o n

  needs

  a

  rea listi c

  securi ty

  framew o r k

  tha t mirr o rs

 the

 new

 power

 rela ti o ns

 in

 the

 regi o n

 and

 is

 not

 based

 o n

 old

 parameters. A s

 per cei v ed

 in

 I ran,

 there

 is

 an

 absol u te

 need

 f o r

 su ch

 a

 co m prehensi v e

 regi o na l package

  f o r

  coo pera ti o n,

  w hi ch

  is

  refl ected

  in

  I ran ’ s

  pr o posa l

  f o r

  a

  H o rm uz Co mm uni ty

 embedded

 in

 the

 H o rm uz

 P eace

 Endea v our

 (H O PE)

 ini tia ti v e.

  The

 f ol l o wing

 secti o ns

 wi ll

 ana l yse

 I ran ’ s

 H O PE

 ini tia ti v e,

 ou tlining

 i ts

 diff erences fr o m

 previ ous

 eff o rts.

 A ddi ti o na ll y ,

 the

 ana l ysis

 wi ll

 address

 a

 n umber

 o f

 qu esti o ns, incl uding

 w h y

 a ll

 previ ous

 regi o na l

 poli ci es

 and

 pr o posa ls

 ha v e

 fai l ed,

 w hether there

 are

 viabl e

 wa ys

 ou t

 o f

 this

 regi o na l

 co n undrum,

 and

 fina ll y ,

 w ha t

 princi pl es and

 cri teria

 cou ld

 inf o rm

 a

 w o r kabl e

 framew o r k

 f o r

 regi o na l

 securi ty .

 1. U nderstanding

  the

  cha ll enges:

  I ran ’ s

  per cepti o n

  o f

  the

  r oot ca use

 o f

 regi o na l

 insecuri ty

  A s

  seen

  fr o m

  I ran,

  regi o na l

  cha ll enges

  can

  be

  ca teg o rised

  as

  stru ctura l

  v ersus situa ti o nal,

 as

 wel l

 as

 cha ll enges

 tha t

 arise

 fr o m

 inside

 v ersus

 ou tside

 the

 regi o n, wi th

  both

  being

  in ter connected.

  The

  regi o n

  is

  stru ctura ll y

  in v ol v ed

  in

  dai l y vi ol ence

 to

 the

 exten t

 o f

 being

 in

 a

 sta te

 o f

 permanen t

 war.

 A s

 a

 resu l t,

 coun tri es o f

 the

 regi o n

 are

 en tra pped

 in

 diff eren t

 stru ctura l

 defi ci enci es

 and

 weaknesses, and

 consequen tl y

 their

 supposed l y

 o rdinary

 in teracti o ns

 wi th

 each

 other,

 w hether poli ti ca l,

 eco no mi c

 o r

 peo pl e-to-peo pl e

 ex changes,

 ha v e

 beco me

 securi tised.

 This situa ti o n

 is

 v ery

 far

 fr o m

 w ha t

 cou ld

 be

 co nsidered

 no rma l

 in teracti o ns

 in

 other regi o ns,

  w here

  ev en

  if

  there

  are

  si gnifi can t

  fi elds

  o f

  di v ergence,

  coun tri es

  can manage

 their

 diff erences

 and

 posi ti o ns

 thr ou g h

 established

 poli ti ca l,

 bi la tera l

 o r

 1

 S ee

  f o r

  i n s t a n c e ,

  A nd r ea

  D e ss i ,

  “ I n c l u s i v i t y

  a nd

  C oo p e r a t i v e

  S e c u r i t y

  o v e r

  C o n t a i n m e n t

  a nd E x c l u s i v i t y :

 G u i de l i n e s

 f o r

 E U

 Po l i c y

 i n

 t h e

 M i d dl e

 E a s t ” ,

 i n

 E U R E N

 B r i efs ,

 N o .

 1 3

 ( J a n u a r y

 2 02 0 ) , h tt p : // www . e u - r u s si a - e xp e r t n e t w o r k . e u / en / a n a l y t i c s / e u r en - b r i ef - 1 3 .

 4

 IAI

 P APER S

 20

 |

 26

 -

 OCTO BER

 2020

 ISSN

 2610-9603

 |

 ISBN

 978-88-9368-147-6

 ©

 2020

 FEPS-IAI

  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

  regi o na l

 mechanisms,

 in

 an

 eff ectiv e

 and

 functi o na l

 wa y

 to

 k eep

 them

 ou t

 o f

 the rea lm

 o f

 co nfr o n ta ti o n.

  The

 co ncept

 o f

 “understanding”

 is

 cru cia l

 in

 explaining

 the

 o ri gins

 o f

 the

 curren t situa ti o n. 2

  A lmost

 ev ery

 co nfli ct

 has

 started

 wi th

 assum pti o ns,

 by

 both

 inside

 and ou tside

  pla y ers,

  w hi ch

  ha v e

  o ften

  turned

  in to

  self-fu lfi l ling

  pr o pheci es.

  These inaccura te

  assum pti o ns

  ha v e

  u l tima tel y

  l ed

  to

  poo r

  concepts

  and

  misl eading ana l yses

  co ncerning

  surr ounding

  cir cumstances.

  The

  na tura l

  consequ ence

  has been

 err o neous

 reco mmenda ti o ns

 and

 destru cti v e

 poli ci es,

 and

 a

 regi o n

 defined by

 war

 and

 co nfli ct

 o v er

 the

 course

 o f

 the

 past

 decades,

 incl uding

 the

 I raq– I ran

 war, the

 US

 wars

 against

 I raq

 and

 A fg hanistan,

 the

 ca tastro phi c

 and

 tragi c

 situa ti o ns

 in S yria

 and

 Y emen,

 and

 o f

 course

 the

 m u l ti-la y ered

 co nfr o n ta ti o n

 between

 vari ous pla y ers

 wi th

 US– I ran

 tensi o ns

 a t

 their

 co re.

  These

 misunderstandings

 run

 so

 deep

 tha t

 so me

 extra-regi o na l

 po wers,

 su ch

 as

 the US,

 co nsider

 this

 regi o n

 as

 a

 sphere

 o f

 infl u ence

 and

 hegemo n y

 and

 cannot

 depart fr o m

 their

 past

 poli ci es. 3

 Ul tima tel y ,

 su ch

 misunderstandings

 ha v e

 crea ted

 vast securi ty

 impli ca ti o ns

 f o r

 the

 regi o n.

 A

 first

 impli ca ti o n

 has

 been

 mismanagemen t o f

 the

 regi o n ’ s

 issu es

 w hi ch

 i tself

 has

 ca used

 a

 sense

 o f

 susta i nabl e

  u ncertai n ty amo ng

 the

 na ti o ns

 and

 go vernmen ts

 o f

 the

 regi o n. 4

  Seco nd l y ,

 grea t

 po wers

 ha v e tended

 to

 a ppr oach

 the

 regi o n

 in

 a

 red u cti o n ist

 manner.

 The

 best

 exam pl e

 is

 in

 the ana l yses

 tha t

 red u ce

 tensi o n

 in

 the

 regi o n

 to

 per cei v ed

 I ran–Sa udi

 ri va lri es

 and f o rget

 to

 recognise

 the

 deep

 in terna l

 rifts

 amo ng

 A rab

 states

 within

 and

 bey o nd the

 A rabian

 P eninsu la. 5

  F urthermo re,

 the

 co m pl ex

 and

 m u l tidimensi o na l

 na ture o f

  the

  regi o n ’ s

  cha ll enges

  has

  been

  o v erl oo k ed.

  This

  is

  mirr o red,

  f o r

  exam pl e, in

 a ll

 those

 o v ersim plifi ed

 ana l yses

 tha t

 trace

 co nfli cts

 in

 the

 regi o n

 to

 so-ca ll ed histo ri ca l

  S unni–Shia

  di visi o ns

  o r

  M uslim

  B r other hood– W ahhabi

  diff erences, trying

 to

 explain

 ev erything

 fr o m

 I raq

 to

 A fg hanistan,

 Qa tar

 and

 Li bya

 thr ou g h reli gi ous

 o r

 sectarian

 l enses.

  The

  di choto m y

  o f

  i d eas

  v ersus

  rea l i ti es

  shou ld

  a lso

  be

  tak en

  in to

  accoun t

  to understand

 the

 curren t

 sta te

 o f

 affairs.

 This

 h u ge

 ga p

 between

 idea

 and

 rea li ty explains

 w h y

 a lmost

 a ll

 mega

 plans

 f o r

 the

 regi o n

 ha v e

 fai l ed

 d uring

 the

 past

 f ew decades.

 There

 are

 f our

 pr obl ems

 tha t

 can,

 in

 part,

 explain

 w h y

 the

 regi o n

 is

 in chaos:

  • Cogn i ti ve

  p robl em :

 This

 main l y

 en tai ls

 the

 zer o-sum

 men ta li ty

 and

 the

 poli cy o f

  ex cl usi o n

  pursu ed

  by

  ma jo r

  regi o na l

  as

  wel l

  as

  extra-regi o na l

  po wers.

  This

 2

 S e b a s t i a n

  S u nd a y

  G r è v e ,

  “ T h e

  I m p o r t a n c e

  o f

  U nde r s t a nd i ng

  E ac h

  O t h e r

  i n

  P h i l o s o p h y ” ,

  i n

 P h i l o s o p hy ,

 V o l .

 9 0 ,

 N o .

 2

 ( A p r i l

 2 0 1 5 ) ,

 p .

 2 1 3 - 2 3 9 .

 3

 J a m e s

 B a rr ,

 “ H ow

 a

 F o r go tt e n

 R i v a l r y

 B e t w ee n

 S u p e r pow e r s

 H e l p e d

 S h a p e

 t h e

 M o de r n

 M i d dl e E a s t ” ,

 i n

 T im e ,

 1 2

 S e p t e mb e r

 2 0 1 8 ,

 h tt p s : // t im e. c o m / 5 3 9 3 0 23 .

 4

 K a r e l

 Č e r n ý,

 I ns t a b i l i t y

 i n

 t h e

 M i dd l e

 Ea s t .

 S t r u c t u r a l

 C h a n g e s

 a nd

 U ne v en

 M o d er n i s a t i o n

 1 95 0 – 2 015 ,

 P r a g ue ,

 C h a r l e s

 U n i v e r s i t y ,

 K a r o l i n u m

 P r e ss ,

 2 0 1 7 .

 5

 S i m o n

  T i s d a ll ,

  “ W h y

  I n s t i n c t

  a nd

  I de o l og y

  T e ll

  T r u m p

  t o

  G e t

  O u t

  o f

  t h e

  M i d dl e

  E a s t ” ,

  i n

  T he Gua r d i a n ,

 11

 J a n u a r y

 2 02 0 ,

 h tt p s : // www . t h e g u a r d i a n .c o m / p / d4 7 5f .

 5

 IAI

 P APER S

 20

 |

 26

 -

 OCTO BER

 2020

 ISSN

 2610-9603

 |

 ISBN

 978-88-9368-147-6

 ©

 2020

 FEPS-IAI

  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

  pr obl em

 in

 the

 cogni ti v e

 ma p

 o f

 decisi o n

 mak ers

 and

 l eaders

 has

 been,

 and

 sti ll is,

 the

 r oot

 ca use

 o f

 the

 ma jo ri ty

 o f

 past

 co nfr o n ta ti o ns,

 unsettl ed

 dispu tes

 and unsu ccessfu l

 a ttem pts

 f o r

 an

 incl usiv e

 regi o na l

 arrangemen t. 6

  This

 is

 a

 men ta li ty acco rding

 to

 w hi ch

 win-win

 sol u ti o ns

 are

 not

 co nsidered

 an

 o pti o n,

 and

 theref o re there

 has

 been

 an

 activ e

 poli cy

 o f

 ex cl uding

 the

 “ other” .

 S u b-regi o na l

 bl ocks

 and coa li ti o ns,

 ev en

 if

 shaky

 lik e

 the

 Gu lf

 Coopera ti o n

 Counci l

 (GCC)

 o r

 ad-hoc

 and o ppo rtunisti c

 lik e

 the

 o nes

 tha t

 emerged

 in

 S yria,

 A fg hanistan,

 Y emen

 and

 Li bya, ha v e

 been

 established

 to

 o ppose

 the

 “ other” .

  • Stru ctu ra l

 m istrust

 a nd

 d i vergen t

 co n texts :

 This

 pr obl em

 is

 v ery

 m u ch in ter co nnected

 wi th

 the

 cogni ti v e

 pr obl em

 and

 is

 deriv ed

 fr o m,

 and

 added

 to,

 the lack

  o f

  regi o na l

  dia l ogu e,

  regi o na l

  w o r king

  rela ti o ns

  and

  regi o na l

  cohesi o n.

  A s su ch,

 the

 regi o n

 is

 facing

 a

 deep

 pr obl em

 o f

 “ othering” . 7

 This

 has

 l ed

 to

 antag o nisti c beha vi ours

 and

 end l ess

 ri va lri es

 between

 regi o na l

 pla y ers.

  • Extra-regi o na l

 pol i ti cs

 o f

 i n terests

 a nd

 i n terven ti o ns :

 This

 pr obl em

 incl udes

 grea t power

 poli ti cs, the

 explo i ta ti o n

 o f

 the

 regi o n ’ s

 energy

 resour ces, bi l li o ns

 o f

 d ol lars’ w o rth

 o f

 arms

 sa l es 8

 to

 the

 regi o n

 and

 coun tl ess

 wars

 and

 co nfli cts,

 tha t

 co mbine

 to mak e

 a

 ba lance

 o f

 power

 between

 diff eren t

 su b-regi o na l

 bl ocs

 diffi cu l t.

 Beca use

 o f this,

 the

 regi o n

 has

 been

 held

 hostage

 to

 the

 power

 poli ti cs

 o f

 ma jo r

 extra-regi o na l f o r ces

 and

 their

 direct

 and

 indirect

 in terv en ti o ns. 9

  • S u bsta n ti ve

  d efi cienci es

  o f

  regi o na l

  pla ns

  a nd

  p ro posals :

 A

 co mbina ti o n

 o f

 the three

 pr obl ems

 ou tlined

 abo v e

 has

 resu l ted

 in

 the

 fai l ure

 o f

 past

 pr o posed

 plans

 f o r regi o na l

 arrangemen ts.

 S u ch

 plans

 ha v e

 fai l ed

 primari l y

 beca use

 they

 ha v e

 rarel y refl ected

  the

  rea li ti es

  o f

  the

  regi o n,

  ha v e

  not

  been

  incl usiv e

  o r

  co m prehensi v e and

 ha v e

 lack ed

 the

 basi c

 princi pl es

 needed

 to

 address

 the

 issu es

 and

 co ncerns o f

  stak eholders,

  mostl y

  refl ecting

  the

  objectiv es

  and

  in terests

  o f

  externa l

  grea t po wers.

  These

  facto rs

  ha v e

  go ne

  hand

  in

  hand

  wi th

  mo re

  systemi c

  rea li ti es

  su ch

  as weak

  o r

  fai l ed

  states

  tra pped

  in

  iden ti ty

  and

  l egi timacy

  crises,

  a ll

  resu l ting

  in stru ctura l

 chaos

 in

 W est

 A sia. 10

 This

 stru ctura l

 chaos

 has

 been

 the

 resu l t

 o f

 vari ous in ter co nnected

 issu es

 o n

 the

 gr ound,

 incl uding

 the

 o ng o ing

 I sraeli- P a l estinian

 6

 M i c h ae l

 J .

 S h a p i r o

 a nd

 G .

 M a tt h e w

 B o n h a m ,

 “ C og n i t i v e

 P r o c e ss

 a nd

 F o r e i g n

 Po l i c y

 D e c i s i o n - M a k i ng ” ,

 i n

 I n te r n a t i o n a l

 S t u d i e s

 Q u ar te r ly ,

 V o l .

 1 7 ,

 N o .

 2

 ( J u n e

 1 9 7 3 ) ,

 p .

 1 4 7 - 1 7 4 .

 7

 T i m u r

 K u r a n ,

 “ T h e

 R oo t s

 o f

 M i d dl e

 E a s t

 M i s t r u s t ” ,

 i n

 P r o j e c t

 S y nd i c a t e ,

 8

 J u l y

 2 0 1 6 ,

 h tt p s : // p r o s y n . o r g / yA A k C R h .

 8

 S t o c k h o l m

  I n t e r n a t i o n a l

  P e ac e

  R e s ea r c h

  I n s t i t u t e

  ( SI PR I ) ,

  G l o b a l

  A r ms

  T r ad e :

  U S A

  I n c r e a s e s D o m i n a n c e ;

 A r ms

 F l o w s

 t o

 t h e

 M i dd l e

 Ea s t

 S u r g e ,

 S a y s

 S I PR I ,

 11

 M a r c h

 2 0 1 9 ,

 h tt p s : // www . s ip r i . o r g / n o d e /4 77 0 .

 9

 Y u q i n

 L i u ,

 “ O n

 t h e

 G r ea t

 Pow e r

 I n t e r v e n t i o n

 i n

 t h e

 M i d dl e

 E a s t

 U p h ea v a l

 a nd

 Po l i t i c a l

 T r e nd

 i n

 t h e M i d dl e

 E a s t ” ,

 i n

 J ou r n a l

 o f

 M i dd l e

 Ea s t er n

 a nd

 I s l a m i c

 S t u d i e s

 ( i n

 A s i a ) ,

 V o l .

 7 ,

 N o .

 2

 ( 2 0 1 3 ) ,

 p .

 1 - 3 4 , h tt p s :/ / d o i . o r g /1 0 . 1 0 8 0 /1 9 3 7 0 6 7 9 . 2 0 1 3 . 1 2 0 2 3 22 1 ;

 F r e d

 H .

 L a w s o n ,

 “ R e t h i n k i ng

 U . S .

 I n t e r v e n t i o n

 i n t h e

 M i d dl e

 E a s t ” ,

 i n

 D ip l o m a t i c

 H i s to r y ,

 V o l .

 2 3 ,

 N o .

 2

 ( S p r i ng

 1 999 ) ,

 p .

 3 8 5 - 3 89 .

 10

  N i c k

 D a n f o r t h ,

 “ F o u r

 M a p s

 t h a t

 E xp l a i n

 t h e

 C h ao s

 o f

 t h e

 M i d dl e

 E a s t ” ,

 i n

 T h e

 W a s h i n g t o n

 P o s t ,

 1 7 O c t o b e r

 2 0 1 6 ,

 h tt p : // w a p o . st / 2 d kN z J P .

 6

 IAI

 P APER S

 20

 |

 26

 -

 OCTO BER

 2020

 ISSN

 2610-9603

 |

 ISBN

 978-88-9368-147-6

 ©

 2020

 FEPS-IAI

  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

  co nfli ct

 and

 the

 large-sca l e

 h uman

 tragedi es

 tha t

 are

 sti ll

 unf olding

 in

 S yria

 and Y emen;

 the

 no rma lisa ti o n

 o f

 vi ol ence

 and

 war

 in

 the

 regi o n

 thr ou g h

 the

 co nstan t use

 o f

 nak ed

 f o r ce

 –

 parti cu larl y

 after

 the

 US

 in vasi o ns

 o f

 I raq

 and

 A fg hanistan;

 the barbari c

 bru ta li ty

 o f

 terr o rist

 gr ou ps

 su ch

 as

 the

 so-ca ll ed

 I slami c

 Sta te

 in

 I raq

 and S yria

 (ISIS); and

 the

 mi li tarisa ti o n

 and

 securi tisa ti o n

 o f

 the

 regi o n

 wi th

 h undreds o f

 bi l li o ns

 o f

 d ol lars’

 w o rth

 o f

 mi li tary

 equi pmen t

 being

 poured

 in to

 the

 Midd l e East by

 vari ous

 acto rs. 11

  F r o m

 T ehran ’ s

 po in t

 o f

 vi ew ,

 fundamen ta l

 changes

 need

 to

 be

 ad opted

 o n

 both cogni ti v e

 as

 wel l

 as

 practi ca l

 l ev els

 in

 o rder

 to

 ad vance

 new

 regi o na l

 mechanisms f o r

 coo pera ti o n.

 Tw o

 packages

 w hi ch

 refl ect

 su ch

 cogni ti v e

 and

 poli cy

 ingredi en ts, and

 can

 be

 exam pl es

 o f

 bl u eprin ts

 f o r

 a

 br oader

 regi o na l

 framew o r k,

 incl ude

 the J CPO A,

  co mmo n l y

  kno wn

  as

  the

  I ran

  n u cl ear

  dea l,

  and

  I ran ’ s

  pr o posed

  H O PE ini tia ti v e,

 w hi ch

 i tself

 is

 based

 o n

 this

 understanding

 tha t

 crea ting

 and

 establishing a

  regi o na l

  arrangemen t

  in

  I ran ’ s

  immedia te

  nei g hbour hood

  is

  a

  first

  necessary step

 to wards

 a

 br oader

 regi o na l

 ar chi tecture

 f o r

 the

 MEN A

 regi o n.

 2. I ran ’ s

 f o reign

 poli cy:

 F r o m

 idea

 to

 practi ce

  I t

  was

  just

  a

  f ew

  mo n ths

  after

  the

  1979

  I slami c

  R ev ol u ti o n

  in

  I ran

  tha t,

  o n

  22 September

  1980,

  I raqi

  Presiden t,

  Saddam

  H ussein,

  wi th

  su ppo rt

  o f

  both

  the

  US and

 the

 So vi et

 U ni o n,

 started

 a

 bl ood y

 ei g h t-y ear

 war

 against

 I ran,

 pr o mising

 to co nqu er

 T ehran

 in

 o n l y

 three

 da ys.

 This

 war

 was

 im posed

 o n

 I ran

 just

 tw o

 mo n ths after

 a

 fai l ed

 mi li tary

 coup

 (N o jeh

 Cou p) 12

  was

 uncov ered

 in

 J u l y

 1980

 and

 fi v e mo n ths

 after

 a

 fai l ed

 mi li tary

 o pera ti o n

 by

 the

 US,

 o n

 25

 A pri l

 1980,

 to

 free

 US di pl o ma ts

  held

  in

  the

  US

  Embassy

  in

  T ehran

  by

  rev ol u ti o nary

  studen ts.

  These dev el o pmen ts

 were

 pi v ota l

 in

 sha ping

 the

 threa t

 per cepti o ns

 o f

 the

 y oung

 I slami c R epu bli c,

 and

 man y

 sti ll

 exist

 in

 the

 mind

 o f

 I ranian

 decisi o n

 mak ers.

  S ince

 the

 rev ol u ti o n,

 I ran

 has

 co nsisten tl y

 rejected

 the

 use

 o f

 f o r ce

 against

 an y coun try

 o r

 go vernmen t

 in

 the

 regi o n,

 a

 poli cy

 tha t

 has

 r oots

 in

 both

 the

 “idea”

 o f the

 rev ol u ti o n,

 as

 a

 rejecti o n

 o f

 a ll

 f o rms

 o f

 d o minance,

 as

 wel l

 as

 the

 rea l

 threa ts the

 I slami c

 R epu bli c

 faced

 d uring

 i ts

 earl y

 da ys

 d u e

 to

 the

 antag o nisti c

 poli ces pursu ed

 by

 ma jo r

 po wers.

 This

 rejecti o n

 o f

 the

 use

 o f

 f o r ce

 is

 refl ected

 in

 I ran ’ s o pposi ti o n

  to

  Saddam

  H ussein ’ s

  in vasi o n

  o f

  K u wai t,

  US

  in terv en ti o ns

  in

  both I raq

  and

  A fg hanistan

  (ev en

  thou g h

  W ashingto n

  remo v ed

  tw o

  im po rtan t

  an ti- I ran

 el emen ts), Sa udi

 A rabia ’ s

 war

 in

 Y emen

 and

 ev en

 Sa udi

 a ttem pts

 to

 f o r cefu ll y change

 Qa tari

 l eadershi p

 thr ou g h

 i ts

 bl ockade.

 I ran

 has

 a lso

 been

 co nsisten t

 in

 i ts

 11

 P i e t e r

  D .

  W e z e m a n ,

  “ S a u d i

  A r a b i a ,

  A r m a m e n t s

  a nd

  C o n fl i c t

  i n

  t h e

  M i d dl e

  E a s t ” ,

  i n

  S I PR I B a c k g r ou n d e r s ,

 1 4

 D e c e mb e r

 2 0 1 8 ,

 h tt p s : // www . s ip r i . o r g / n o d e / 47 11 .

 12

 T h i s

 c o u p

 h a s

 b ee n

 c o n s i de r e d

 a s

 t h e

 fi r s t

 a nd

 o n l y

 a tt e m p t

 b y

 l o y a l i s t s

 t o

 t h e

 S h a h

 o f

 I r a n ,

 l e d b y

 h i g h - r a n k i ng

 e l e m e n t s

 i n

 t h e

 A r m y

 a nd

 a ll e g e dly

 s u pp o r t e d

 b y

 t h e

 U S ,

 t o

 o v e r t h r ow

 t h e

 n e w l y e s t a b l i s h e d

 I s l a m i c

 R e p u b l i c .

 T h e

 c o u p

 w a s

 ea s i l y

 de f ea t e d

 b e f o r e

 i t

 e v e n

 go t

 s t a r t e d .

 F o r

 m o r e

 de t a i l s s ee

 “ D o c u m e n t s

 P r o v e

 U S

 I n v o l v e m e n t

 i n

 1 98 0

 N o j e h

 C o u p

 A tt e m p t

 i n

 I r a n ” ,

 i n

 Fa r s

 N e w s

 A g en c y ,

 1 0 J u l y

 2 017 ,

 h tt p s : // e n . f a r s n e w s . i r / n e w s t e x t . a s px ? nn = 1 3 96 0 4 1 9 00 1 4 2 0 .

 7

 IAI

 P APER S

 20

 |

 26

 -

 OCTO BER

 2020

 ISSN

 2610-9603

 |

 ISBN

 978-88-9368-147-6

 ©

 2020

 FEPS-IAI

  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

  poli cy

 o f

 rejecting

 regime

 change

 in

 S yria

 o r

 elsew here

 in

 the

 regi o n.

  F o r

 I ran,

 ha ving

 a

 peacefu l

 regi o n

 in

 w hi ch

 poten tia l

 antag o nists

 are

 eff ectiv el y deterred

 is

 o f

 vi ta l

 im po rtance.

 This

 is

 w h y

 I ran

 has

 a l wa ys

 been

 v ery

 sensi ti v e and

 a tten ti v e

 to

 dev el o pmen ts

 in

 i ts

 immedia te

 nei g hbour hood,

 w hether

 in

 I raq, A fg hanistan

  o r

  the

  br oader

  su b-regi o ns

  su ch

  as

  the

  Levan t

  o r

  N ear

  East.

 A s

  a coun try

 tha t

 has

 experi enced

 f our

 decades

 o f

 A meri ca ’ s

 sancti o ns

 and

 faces

 an activ e

 US

 poli cy

 tha t

 aims

 to

 demonise

 and

 del egi timise

 I ran,

 securing

 terri toria l in tegri ty

  and

  an

  abi li ty

  to

  no rma lise

  i ts

  rela ti o ns

  wi th

  the

  ou tside

  w o rld

  are

  o f fundamen ta l

 im po rtance.

  A l thou g h

 I ran ’ s

 f o reign

 poli cy

 in

 the

 earl y

 y ears

 o f

 the

 I slami c

 rev ol u ti o n

 can

 be framed

 mostl y

 as

 a

 reacti o n

 to

 the

 poli ci es

 pursu ed

 by

 regi o na l

 and

 extra-regi o na l po wers,

 T ehran

 soo n

 noti ced

 tha t

 i t

 has

 no

 o pti o n

 bu t

 to

 add

 a

 mo re

 pr oactiv e dimensi o n

 to

 i ts

 f o reign

 poli cy .

 I ran ’ s

 su ppo rt

 f o r

 the

 so-ca ll ed

 “axis

 o f

 resistance”

 – fr o m

  Lebano n

  and

  the

  Levan t

  to

  I raq

  and

  Y emen

  –

  can

  be

  understood

  both in

 terms

 o f

 a

 reacti o n

 to

 the

 pressure

 im posed

 by

 the

 US

 and

 i ts

 a l li es

 as

 wel l

 a pr oactiv e

 a ttem pt

 by

 I ran

 to

 push

 back

 against

 extremist

 f o r ces

 su ch

 as

 Da ’ esh

 (o r ISIS) and

 the

 US-l ed

 axis

 against

 I ran.

  2.1

 I ra n ’ s

 fo rei gn

 pol i cy

 u nd er

 Presi d en t

 R ou ha n i:

 F ro m

 JCPO A

 to

 H O PE

  Presiden t

  Hasan

  R ouhani’ s

  f o reign

  poli cy ,

  dev el o ped

  and

  arti cu la ted

  by

  his to p

  di pl o ma t

  F o reign

  Minister

  J a vad

  Zarif,

  can

  be

  explained

  as

  a

  new

  a ttem pt to

  dev el o p

  a

  pr oactiv e

  f o reign

  poli cy

  based

  o n

  a

  shifting

  discourse

  aimed

  a t reca pturing

 the

 co re

 message

 o f

 the

 1979

 rev ol u ti o n:

 “independence,

 freed o m

 and the

 I slami c

 R epu bli c” .

 R ouhani

 cam pai gned

 f o r

 the

 presidency

 based

 o n

 a

 poli ti ca l and

 eco no mi c

 pla tf o rm

 o f

 “pruden t

 modera ti o n ” ,

 “ho pe”

 and

 ra ppr ochemen t

 wi th the

 in terna ti o na l

 co mm uni ty .

  A fter

 a

 hea vi l y

 co n tested

 presiden tia l

 el ecti o n

 in

 J une

 2013, R ouhani

 w o n

 a

 decisi v e vi cto ry

  and

  ad opted

  tw o

  in ter co nnected

  poli ti ca l

  and

  eco no mi c

  stra tegi es.

  The first,

  as

  the

  to p

  poli ti ca l

  pri o ri ty ,

  was

  resol ving

  the

  dispu te

  o v er

  I ran ’ s

  peacefu l n u cl ear

 acti vi ti es

 and

 f ol l o wing

 déten te

 both

 regi o na ll y

 and

 in terna ti o na ll y;

 and the

  seco nd

  sou g h t

  to

  di versify

  I ran ’ s

  externa l

  poli ti ca l,

  cu l tura l

  and

  eco no mi c rela ti o ns.

  A mo ng

 ma jo r

 threa ts

 I ran

 has

 dea l t

 wi th

 in

 the

 course

 o f

 the

 past

 f our

 decades,

 the dispu te

 o v er

 i ts

 n u cl ear

 acti vi ti es

 remains

 the

 most

 si gnifi cant.

 I n

 fact,

 by

 using

 the n u cl ear

 fi l e,

 the

 US

 eff ectiv el y

 securi tised

 in terna ti o na l

 discourse

 ar ound

 I ran,

 la ter im pl emen ting

 the

 harshest

 in terna ti o na l

 sancti o ns

 ev er

 devised

 to

 target

 a

 sing l e coun try .

  UN

  Securi ty

  Counci l

  R esol u ti o n

  1929,

 ad opted

  o n

  9

  J une

  2010

  under A rti cl e

 41

 o f

 Cha pter

 VII

 o f

 the

 UN

 Charter,

 w hi ch

 im pl emented

 the

 in terna ti o na l sancti o ns

 regime,

 was

 eff ectiv el y

 in terpreted

 in

 I ran

 as

 a

 basis

 to

 l egi timise

 the hosti l e

 acti o ns

 o f

 those

 w ho

 were

 seeking

 regime

 change

 in

 I ran

 fr o m

 the

 earl y da ys

 o f

 the

 I slami c

 R epu bli c.

 8

 IAI

 P APER S

 20

 |

 26

 -

 OCTO BER

 2020

 ISSN

 2610-9603

 |

 ISBN

 978-88-9368-147-6

 ©

 2020

 FEPS-IAI

  H O PE

 f o r

 a

 N ew

 R egi ona l

 Securi ty

 A r chi tecture:

 T o ward

 a

 H o rm uz

 Co mm uni ty

 Presiden t

  R ouhani,

  a

  modera te

  poli ti cian

  wi th

  detai l ed

  kno wl edge

  and

  a

  l o ng histo ry

 o f

 dea ling

 wi th

 I ran ’ s

 n u cl ear

 fi l e

 as

 the

 chi ef

 neg otia to r

 wi th

 the

 E3

 (F rance, German y

 and

 the

 UK)

 between

 2003

 to

 2005,

 came

 to

 o ffi ce

 wi th

 a

 v ery

 n uanced understanding

  abou t

  the

  need

  to

  no rma lise

  I ran ’ s

  posi ti o n

  in

  the

  in terna ti o na l system

 and

 to

 neutra lise

 those

 ma jo r

 threa ts.

 F o r

 this,

 he

 decided

 to

 disman tl e

 the main

 engine

 used

 by

 the

 US

 and

 i ts

 a l li es

 to

 securi tise

 I ran.

 The

 first

 step

 was

 to sel ect

 a

 to p

 in terna ti o na list

 di pl o ma t

 as

 his

 f o reign

 minister

 and

 chi ef

 neg otia to r. The

 neg otia ti o ns

 between

 I ran

 and

 P5+1

 (the

 fi v e

 permanen t

 members

 o f

 the

 UN Securi ty

 Counci l

 pl us

 German y),

 coo rdina ted

 by

 the

 E ur o pean

 U ni o n,

 immedia tel y started

 and

 man y

 r ounds

 o f

 ta lks

 too k

 place

 in

 Geneva,

 V i enna

 and

 elsew here.

 A n in terim

 agreemen t

 si gned

 in

 N o v ember

 2013 1 3

  u l tima tel y

 l ed

 to

 the

 landmar k

 I ran n u cl ear

 dea l,

 o r

 the

 J CPO A,

 o n

 14

 J u l y

 2015.

 This

 agreemen t

 cou ld

 not

 ha v e

 been

 achi ev ed

 wi thou t

 meaningfu l

 and

 pr o f ound cogni ti v e

 as

 wel l

 as

 practi ca l

 changes

 in

 ma jo r

 W estern

 ca pi ta ls,

 most

 im po rtan tl y in

 W ashingto n,

 vis-à-vis

 I ran.

 By

 aband o ning

 i ts

 insistence

 o n

 a

 “zer o

 enri chmen t poli cy”

 in

 I ran,

 the

 US

 pr o vided

 the

 needed

 space

 f o r

 a

 win-win

 co m pr o mise.

  This

 o pening

 was

 ho wev er

 cl osed

 by

 the

 T rum p

 administra ti o n.

 T rum p ’ s

 f o reign poli cy

 o ri en ta ti o n

 and

 beha vi our

 to ward

 the

 Midd l e

 East reca l ls

 the

 old

 neo-co n a ppr oach,

 and

 represen ts

 a

 departure

 fr o m

 the

 Obama

 administra ti o n

 w hi ch

 had, to

 so me

 extent,

 mo v ed

 a wa y

 fr o m

 red u cti o nist

 a ppr oaches

 to

 the

 Midd l e

 East, ev en to

 the

 po in t

 o f

 accepting

 the

 bi tter

 rea li ty

 tha t

 W ashingto n ’ s

 a l li es

 are

 not

 necessary serving

 US

 in terests

 in

 the

 regi o n.

  The

 J CPO A

 was

 a

 uniqu e

 mo men t

 o f

 m u tua l

 recogni ti o n

 between

 I ran

 and

 the ma jo r

 in terna ti o na l

 po wers.

 I ran

 recognised

 the

 P5+1

 as

 a

 sui tabl e

 representa ti v e o f

 the

 m u l ti polar

 o rder

 to

 mak e

 a

 dea l

 wi th

 o n

 su ch

 an

 im po rtan t

 issu e,

 w hi l e

 i ts coun terparts

 recognised

 not

 o n l y

 I ran ’ s

 ri g h t

 to

 peacefu l

 n u cl ear

 pr ogramme

 bu t a lso

 the

 I slami c

 R epu bli c

 as

 a

 partner.

 The

 J CPO A

 was

 successfu ll y

 de-securi tising I ran.

  I n

  return,

  I ran

  accepted

  un precedented

  no n-pr olif era ti o n

  standards

  and a

 ri gid

 inspecti o n

 regime,

 o f

 course

 within

 a

 time-limi ted

 framew o r k.

 This

 tw o- wa y

 street

 tha t

 is

 deli bera tel y

 mapped

 in

 the

 J CPO A,

 and

 is

 embedded

 in

 the

 UNSC R esol u ti o n

 2231,

 was

 unanimousl y

 ad opted

 o n

 29

 Mar ch

 2016. 14

  F urther

  to

  the

  abo ve-men ti oned

  systemi c

  aspect,

  other

  dimensi o ns

  o f

  I ran ’ s n u cl ear

 dea l

 ga v e

 rise

 to

 ho pes

 tha t

 this

 agreemen t

 cou ld

 be

 a

 departure

 po in t

 f o r

 a mo re

 incl usiv e

 ra ppr ochemen t

 between

 I ran

 and

 i ts

 nei g hbours.

 F o reign

 Minister Zarif

 in

 a

 tweet

 ca ll ed

 the

 dea l

 a...

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